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Latest News and Updates

Keep your finger on the pulse of all the key regulatory updates affecting the UK financial service sector and beyond within our Latest News section. We’ll cover all the major talking points affecting the insurance, mortgage and property industries, as well as the impact of Brexit on the regulation of Britain’s wholesale and retail financial services firms.

Nov 12

Brexit: Its Effects on Passporting and the Challenge to Firms of ‘Planning Ahead’

Posted on November 12th, 2019

With the continuous back and forth regarding Brexit this year, a third ‘Brexit – deadline’ extension, and a UK Election on the horizon, it’s proving very difficult for businesses across

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Oct 12

Consultation on the Fair Treatment of Vulnerable Customers Launched by UK Regulator

Posted on October 12th, 2019

The ‘original’ consultation – 2015 In February 2015, the Financial Conduct Authority (FCA) published their original consultation that focused on vulnerable customers titled simply ‘Consumer Vulnerability’. In this paper they

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Sep 23

What You Need to Know About SM&CR

Posted on September 23rd, 2019

The Senior Managers & Certification Regime (SMCR) will very soon be replacing the Financial Conduct Authority (FCA)’s existing UK Approved Persons Regime (APER), representing a regulatory shift in the UK’s

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Jul 10

Are you ready for PSD2?

Posted on July 10th, 2019

PSD2 is the second Payment Services Directive, enabling bank customers to use third-party providers to manage their finances. This applies to both consumers and businesses, with the idea behind it

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Jun 5

Richdale help financial services providers thrive

Posted on June 5th, 2019

At Richdale, we offer a range of services that are vital to the success of financial services providers. These services involve providing a compliance platform in relation to all aspects

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May 21

Work with Richdale to become an appointed representative

Posted on May 21st, 2019

If you’re a start-up or small broker firm, it’s likely you’ve come across the term ‘appointed representative’ (AR). If you’re not sure what an AR is, or you’re considering becoming

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May 7

How the FCA is assisting with ‘mortgage prisoners’ and the mortgage market

Posted on May 7th, 2019

A growing number of homeowners are trapped with their current mortgage (and provider), despite being up to date with their mortgage payments, and are unable to remortgage to other lenders

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Apr 10

Claims Management Companies to be regulated by the FCA – how can CMCs comply?

Posted on April 10th, 2019

As of 1 April 2019, Claims Management Companies (CMCs) are regulated by the Financial Conduct Authority (FCA), the independent watchdog that regulates financial services in the UK. We’ve put together

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