FCA compliance & business support
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Supporting your business on its compliance journey, every step of the way.

At Richdale Consultants, we provide specialist compliance advice on all aspects of regulation from the Financial Conduct Authority (FCA). Our experts work with new and established financial service providers to ensure they are compliant in all areas of their organisation on an ongoing basis.

The regulation of wholesale and retail financial services firms is a positive step for consumers. It ensures they are dealing with responsible, trustworthy and transparent service providers; giving the client a fairer deal, whilst protecting and enhancing the integrity of financial services in the UK.

Richdale’s dedicated compliance consultants work with financial services providers, ranging from small sole director mortgage and protection brokers to multinational lenders. We help them in achieving direct authorisation with the FCA or allow them to operate under the authority of Richdale as an Appointed Representative.

Ultimately, our goal is to help our clients manage their ongoing regulatory obligations and educate and empower staff with compliance training bespoke to the needs of each business.


We offer experienced and personable compliance consultancy to mortgage lenders and brokers, helping you to become directly authorised with the FCA and to manage your ongoing regulatory obligations.

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We guide residential and commercial brokers, as well as e-commerce and price comparison website brokers, towards direct authorisation with the FCA and can resolve ongoing FCA compliance issues for well-established insurance brokers too.

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Whether you’re seeking Limited or Full permission for undertaking consumer credit activities, Richdale’s compliance officers can help you prepare your FCA application and consult on your firm’s ongoing compliance, governance and risk frameworks.

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Our compliance officers work with payment service providers to mitigate the security risks and protect the rights of their users using bespoke compliance solutions designed with the Regulator firmly in mind.

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We support innovative clients at the forefront of the fintech industry. Our compliance officers work closely with ambitious fintech firms looking to launch game-changing products whilst maintaining their regulatory and compliance obligations with the FCA.

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Our experienced and personable compliance officers can make sense of the FCA’s stringent regulations to firms that offer investment portfolio management, portfolio creation, discretionary management and investment advice.

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We work with P2P lending platforms to achieve and maintain FCA compliance, giving lenders and their borrowers confidence in how funds are managed at all times.

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