The History of Richdale Consultants
The Financial Conduct Authority (FCA) was established in April 2013 in order to regulate wholesale and retail financial services firms. Since then, the manner in which financial services are provided has evolved and been adapted to the benefit of the consumer.
On the flip side, the regulatory requirements that have enhanced the integrity of firms in the financial service sector, have resulted in a growing number of firms being subject to enforcement actions simply due to the failure of firms to appreciate and understand the strong link between compliance and providing the financial services.
The Richdale Philosophy
Richdale was established over four years ago with a commitment, at the heart of our business, to ensure that all financial service providers we support are suitably equipped to provide their clients with the highest standards of service, and to do so in a fully compliant manner.
Our commitment runs through everything we do in supporting our clients, which includes mortgage, protection and insurance brokers, payment services providers, investment fund managers and more, and applies equally no matter what the task at hand – whether addressing a seemingly minor policy detail or implementing a complete infrastructure overhaul.
We don’t just sit back and advise. We get involved directly by undertaking all the regulatory compliance requirements, and designing the operational processes and structures required for our clients to operate and remain in full regulatory compliant, now and in the future.
Since our establishment, Richdale has doubled in size each year, growing to a team of 12 consultants presiding over an ever-growing client base. Each of our clients is provided with a comprehensive tailormade compliance support package to help ensure their business needs are met.
Our team will be delighted to offer a free, impartial consultation on your firm’s compliance requirements, with no obligation to sign up to any of our services. You can request a consultation here.
Our team are delighted to offer a free, impartial consultation on your compliance requirements, with no obligation to sign up to any of our services.Request a consultation