FCA compliance & business support
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For several years, Richdale has supported clients at the forefront of the fintech industry. These innovative firms have sought to revolutionise the financial services sector, delivering contemporary services to customers via new and exciting technologies.

Any focused and ambitious fintech start-up could be forgiven for not having a handle on the regulatory landscape of such a dynamic industry. That’s where we come in. At Richdale, we work closely with exciting fintech firms that are passionate about launching game-changing financial products and require guidance and support to negotiate compliance with the Financial Conduct Authority (FCA).

Our Compliance Associates are comfortable working with fintech start-ups looking to test innovative propositions in the financial service sector. Richdale’s fintech compliance specialists have worked with businesses, developing unrivalled expertise handling clients, such as:

  • Mortgage, Protection and General Insurance – Robo Advice Systems
  • Payment Services Platforms and E-Money Providers

Get in touch for a no-obligation consultation

Our team are delighted to offer an impartial consultation on your compliance requirements, with no obligation to sign up to any of our services.

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Typical compliance tasks for our fintech clients

Compliance consultancy and risk management

We supply our fintech clients with dedicated Compliance Associates that offer end-to-end compliance consultancy and risk management, helping to design robust compliance and risk management policies and procedures that give your business time to innovate and reach your goals.

FCA authorisation

At Richdale, we leverage our years of experience in preparing and filing applications for financial services firms seeking direct authorisation with the FCA to help game-changing fintech companies break the mould. Our specialist team understands what the Regulator is looking for and knows how to design and present a credible business plan to the Regulator on your behalf.

FCA categorisations

Your dedicated Richdale Compliance Associate can work with you to determine how your fintech business will be categorised by the Regulator and ascertain what it will expect of your business to the letter.

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