FCA compliance & business support
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Nov 12
With the continuous back and forth regarding Brexit this year, a third ‘Brexit – deadline’ extension, and a UK Election on the horizon, it’s proving very difficult for businesses across
Find out moreOct 11
The ‘original’ consultation – 2015 In February 2015, the Financial Conduct Authority (FCA) published their original consultation that focused on vulnerable customers titled simply ‘Consumer Vulnerability’. In this paper they
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The Senior Managers & Certification Regime (SMCR) will very soon be replacing the Financial Conduct Authority (FCA)’s existing UK Approved Persons Regime (APER), representing a regulatory shift in the UK’s
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PSD2 is the second Payment Services Directive, enabling bank customers to use third-party providers to manage their finances. This applies to both consumers and businesses, with the idea behind it
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At Richdale, we offer a range of services that are vital to the success of financial services providers. These services involve providing a compliance platform in relation to all aspects
Find out moreMay 21
If you’re a start-up or small broker firm, it’s likely you’ve come across the term ‘appointed representative’ (AR). If you’re not sure what an AR is, or you’re considering becoming
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A growing number of homeowners are trapped with their current mortgage (and provider), despite being up to date with their mortgage payments, and are unable to remortgage to other lenders
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As of 1 April 2019, Claims Management Companies (CMCs) are regulated by the Financial Conduct Authority (FCA), the independent watchdog that regulates financial services in the UK. We’ve put together
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